Best Compliance LMS for UK BFSI: Role-Based Training, Assessment & Certification

UK FINANCIAL SERVICES | LEARN 2026 COMPLIANCE TRAINING ISN'T COMPLETE WHEN THE COURSE ENDS REFRESH CONTINUOUS COMPLIANCE LEARNING Building continuous workforce competence across UK financial services. e-KHOOL ASSESS ANALYSE TRACK CERTIFY Learning Management Software BANKING INSURANCE FINTECH INVESTMENT PAYMENTS

UK FINANCIAL SERVICES ARE OPERATING IN A CONTINUOUSLY CHANGING RISK ENVIRONMENT 01 02 03 CONSUMER DUTY CONDUCT & COMPETENCE AML & FINANCIAL CRIME Customer outcomes, fair value, consumer understanding and support. Role-relevant training, competence assessment and ongoing development. Continuous awareness, policy learning and knowledge reinforcement. 04 05 06 OPERATIONAL RESILIENCE CYBER & DATA RISK AI & THIRD-PARTY RISK Preparedness, response, recovery and lessons learned. Changing technology and cyber-risk awareness across the workforce. Emerging technology, operational risk and critical third-party dependencies. The challenge is not simply delivering training. It is keeping workforce learning aligned with changing responsibilities and risks. Shown here as training drivers, not as a statement of legal requirements.

THE COMPETENCE LOOP COMPLIANCE LEARNING IS A CONTINUOUS CYCLE 1 IDENTIFY Training & competency needs 7 REFRESH 2 ASSIGN Recurring / updated training Role-based learning WORKFORCE COMPETENCE 6 ANALYSE 3 LEARN Performance & learning gaps Compliance & policy training 5 CERTIFY Certification & completion 4 ASSESS Knowledge & understanding

WHERE COMPLIANCE TRAINING BECOMES DIFFICULT TO MANAGE FRAGMENTED TODAY ONE CONNECTED LEARNING SYSTEM Training records in different places Manual deadline tracking Learning ! Reminder emails Spreadsheet-based reporting Certification renewal tracking Limited learning visibility THE COMPLIANCE LEARNING GAP DELIVER Assessment VERIFY Certification STATUS Records RETAIN Analytics INSIGHT Reporting SHARE

ONE PLATFORM FOR THE COMPLIANCE LEARNING LIFECYCLE LEARNING CERTIFICATION Structured compliance learning Certification and expiry management e-KHOOL COMPLIANCE LEARNING ASSESSMENT ANALYTICS Quizzes and knowledge checks Learning performance and gap visibility TRACKING REPORTING Completion and learner progress Training records and compliance reporting

ROLE-BASED COMPLIANCE LEARNING ONE WORKFORCE. DIFFERENT RESPONSIBILITIES. ROLE LEARNING PATH ASSESSMENT RECORD Role Learning path Assessment Record Role Learning path Assessment Record Role Learning path Assessment Record Role Learning path Assessment Record Role Learning path Assessment Record CUSTOMER-FACING TEAMS Consumer Duty, conduct, customer understanding COMPLIANCE & RISK Financial crime, regulatory policies, risk awareness e-KHOOL Learning management OPERATIONS Operational resilience, processes, incident awareness MANAGERS & LEADERS Conduct responsibilities, oversight, governance TECHNOLOGY & DATA Cyber, data, technology risk ROLE-BASED COMPLIANCE LEARNING 06 / 10

FROM COMPLETION TO EVIDENCE COMPLETION IS ONLY ONE PART OF THE STORY 06 05 04 03 02 01 ASSIGN Who needs training? What did they complete? CERTIFY ASSESS LEARN What did they understand? ANALYSE What status applies? ACTIVE EXPIRING Where are the learning gaps? REPORT What does the organisation need to know?

THE COMPLIANCE LEARNING CONTROL TOWER SEE THE TRAINING PICTURE. e-KHOOL · ACT ON THE GAPS. COMPLIANCE LEARNING OVERVIEW TRAINING STATUS A S S E S S M E N T P E R F O R M A N CE Assigned Knowledge-check results by module In progress Completed CONCEPTUAL INTERFACE · ILLUSTRATIVE VALUES C E R T I F I C A TI O N ACTIVE — EXPIRING — RENEWAL REQUIRED — LEARNING GAPS T E A M P E R F O R M A N CE REPORTING Financial crime Retail banking Exportable training records CSV Consumer understanding Operational resilience Claims & servicing Learning analytics summary PDF Role & department breakdown VIEW Technology Advisory

FIT FOR THE USE CASE BUILT AROUND THE WAY COMPLIANCE LEARNING NEEDS TO WORK REQUIREMENT e-KHOOL CAPABILITY BUSINESS VALUE Continuous learning Learning paths Consistent learning delivery Role relevance Role-based training Relevant workforce training Assessment Quizzes & assessments Evidence of learning activity Certification Certification management Renewal visibility Training records Centralised records Centralised training visibility Analytics Learning analytics Better learning insight

MOVE BEYOND COURSE COMPLETION Build continuous compliance learning. TRAIN ASSESS TRACK CERTIFY ANALYSE REFRESH e-KHOOL AI-Powered Learning Management Software Explore e-KHOOL for your compliance learning strategy